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The CII’s Exams For Independent Financial Advisors
I think the critique by OfQual is too harsh against the CII’s exams. Most Independent Financial Advisors have found the Level Four set of exam quite challenging and I am confident they will result in a significant improvement in the academic knowledge of the industry....
Independent Financial Advisors & The New Guidance For Conduct
The following article which summarises the FSA’s guidance on how independent financial advisors should conduct themselves compared with what will be called restricted ‘advisors’....
The FSA’s Guidance On How Independent Financial Advisors Should Conduct Themselves
The following article which summarises the FSA’s guidance on how independent financial advisors should conduct themselves compared with what will be called restricted ‘advisors’....